Senior Compliance Officer
* Maintain and improve the Compliance Framework for our organization
* Monitor regulatory obligations and requirements in EU countries regarding AML/CFT matters
* Evaluate compliance framework alignment with industry standards and regulatory requirements
1. Review client profiles at onboarding to ensure conformity to AML/KYC policy/standards, producing client document requirements and due diligence analysis
2. Conduct regular and ad-hoc reviews of client files related to compliance
3. Verify Fund acceptance at onboarding to ensure conformity to AML/KYC policy/standards, producing client document requirements and due diligence analysis
4. Manage alerts arising from database screening against sanctions lists
5. Oversee business/blocking rules and account stops handling processes
6. Promptly submit draft SARs/STRs to the relevant compliance team
7. Support business units on incoming due diligence and provide guidance on compliance matters
8. Develop staff training programs to enhance awareness of AML/CTF and Fraud requirements and respective staff obligations
9. Deliver recurring training courses according to required frequency and track completion rates
10. Provide ad-hoc training for dedicated target groups on specific topics
11. Offer support for business units on various topics/escalations and contribute to industry initiatives
Requirements:
* Bachelor's degree in law, finance or a comparable field is preferred
* Detailed understanding of the funds industry and its operations
* A minimum of 5 years of experience in compliance functions (2nd line of defense) or similar fields (audit, control, legal etc.)
* Knowledge of AML, KYC, Other Criminal Offences/Fraud, Prevention of Market Abuse
* Experience managing senior stakeholders and working in complex matrix organizations, multicultural environments, and multi-location setups
* Strong organizational skills, ability to meet tight deadlines, and handle multiple priorities while being solution-driven and client-focused
* Effective communication and negotiation skills, including presenting complex matters clearly and comprehensively
* Strong individual initiative, high level commitment, and motivation
* Excellent command of spoken and written English; proficiency in French and German is an asset