Compliance Leader
About the Role:
We are seeking an experienced compliance professional to lead our compliance function and act as the primary regulatory contact with relevant authorities.
Key Responsibilities:
* Lead the compliance function, ensuring full adherence to Mi FID, AML, GDPR, and other applicable regulatory requirements.
* Develop, implement, and maintain compliance policies, procedures, and controls across the business.
* Provide expert regulatory advice to senior management and the board on compliance matters.
* Oversee compliance monitoring programs, conduct risk assessments, and manage remediation plans where required.
* Deliver compliance training to staff at all levels, fostering a culture of integrity and risk awareness.
* Prepare and submit regulatory returns and reports in line with requirements.
* Keep the business informed of regulatory changes and lead the implementation of any necessary adjustments.
* Support new product launches and business initiatives by assessing regulatory impact and advising on structuring and approvals.
Requirements:
* PCF12/14 approved role experience or eligibility.
* Minimum of 7 years' compliance experience in Asset Management, Wealth Management, or Investment Services.
* Direct experience working with high-net-worth or ultra-high-net-worth clients.
* Proven knowledge and application of Mi FID regulations within the Irish or EU market.
* Strong understanding of the Central Bank of Ireland's regulatory framework and processes.
* Proven leadership skills with experience managing a compliance function or team.
* Ability to engage effectively with regulators, senior stakeholders, and external partners.
* High level of integrity, sound judgment, and attention to detail.
* Relevant professional qualification (e.g., LCOI, ACOI, Compliance Diploma, or equivalent).
* Desirable: Experience with cross-border investment services or distribution, Knowledge of ESG-related regulations impacting asset managers.