About Northern Trust
Northern Trust, a Fortune 500 company, is a globally recognized, award‑winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.
Role / Department
The role is for a Compliance Consultant, based in Limerick supporting the Irish Fund Management Company and wider EMEA asset management business. It will include a focus on compliance monitoring, frameworks and regulatory change projects, assessing laws and regulations impacting asset management entities in the EMEA region. The individual will work within a regional Compliance team operating in a successful international Asset Management business, reporting locally to the Head of Compliance of the Irish Fund Management Company. The role is engaging, hands‑on, and offers excellent exposure for someone looking to develop a career in an asset‑management‑based compliance role and a desire to stay in front of new regulatory developments. The individual will act as a partner to both compliance and other business teams throughout the EMEA region.
Key Responsibilities
Work closely with the Head of Compliance for the Fund Management Company on key compliance initiatives, frameworks, compliance documentation, regulatory liaison and monitoring.
Work proactively with business contacts and management to identify and implement practical and efficient solutions.
Review marketing materials to support cross‑border sales activity for the sales and relationship management team.
Familiarize with Northern Trust Asset Management’s strategy, businesses, clients and products to provide timely and accurate regulatory and compliance advice to business partners.
Analyse and provide technical research and consultation to support risk and compliance programmes and initiatives.
Develop and implement training programmes with subject‑matter experts.
Provide ad‑hoc project support as required.
Provide backup support to the wider compliance team as and when required, e.g. review of marketing materials, monitoring activity.
Skills / Qualifications
Asset management experience, preferably in compliance or risk management; or equivalent related experience.
Knowledge of Irish and international regulations such as CBI, MiFID II, UCITS, etc.
Working knowledge of cross‑border regulatory frameworks and rules.
Marketing compliance knowledge is an advantage.
Understanding of investment management products and services.
Prior experience of UCITS fund structures.
Analytical ability to identify and understand problems and provide effective collaborative solutions.
Highly motivated individual with a proven record of using initiative to resolve problems.
Excellent verbal and written communication skills.
Excellent organisational and analytical skills.
Reasonable accommodation
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com.
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