About Northern Trust: Northern Trust is a globally recognized, award-winning financial institution with over 130 years of experience and more than 22,000 partners. We provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity.
We serve the world's most sophisticated clients using leading technology and exceptional service. Our Investor AML Operations team supports Guernsey clients and requires completion of a workload to support all aspects of Anti-Money Laundering (AML) of investors in line with relevant legislation, regulation, guidance, best practice, and departmental processes and procedures.
Main Responsibilities:
* Takes responsibility for the timely and accurate completion of daily workloads which may include investor onboarding, transaction monitoring and screening alerts, periodic investor documentation reviews, and investor transitions into and out of Northern Trust.
* Actively participates in AML operations review of investor documentation for all investors, including adherence to Northern Trust's AML policy and procedures.
* Works with colleagues and line management in reviewing investor documentation and efficiently sourcing outstanding investor due diligence documentation with professionalism and timely escalation of material issues arising.
* Is aware of and has the ability to assess adverse media on investor accounts and identify high-risk factors linked to accounts, such as the involvement of Politically Exposed Persons (PEPs).
* Escalates and assists with the resolution of complex problems and critical issues received from internal and/or external parties.
* Ensures efficient and professional handling of queries from internal and external parties, with support from line management where required.
* Maintains up-to-date knowledge of AML regulation and best practice and uses this knowledge to promote enhancements to Northern Trust's AML processes and procedures.
* Performs additional work where volume or absence requires such workload to be completed across AML Operations.
Key Skills and Qualifications:
* A positive can-do attitude.
* Strong organisational and communication skills.
* Effective risk management.
* A team player willing to work with others to achieve shared goals.
* Ability to work to tight deadlines and take responsibility for completion of assigned work.
* General knowledge of Microsoft Office applications relating to designated areas of responsibility.
Working at Northern Trust: As a partner, you will be part of a flexible and collaborative work culture where movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve. Build your career with us and join a workplace with a greater purpose.