Compliance Professional Opportunity
A seasoned compliance professional is sought to perform a pivotal role in regulatory oversight and risk management. This key position will involve driving regional, line of business, and firmwide initiatives that promote a culture of compliance and excellence.
Key Responsibilities
* Develop and implement effective compliance risk assessments, encompassing new product development and implementation.
* Engage with regulatory bodies, providing timely updates and reports to internal committees and boards.
* Provide strategic oversight and challenge in relation to compliance risk matters, ensuring alignment with organizational objectives.
* Conduct thorough monitoring and assurance reviews, identifying areas for improvement and implementing corrective actions.
* Collaborate on the development and review of policies and procedures, ensuring adherence to regulatory requirements.
Requirements
* Minimum 5 years of experience in compliance-related roles, with a proven track record of delivering high-quality second-line-of-defense (2LOD) compliance oversight.
* Strong knowledge of EU and Irish financial services regulations, particularly MiFID, Individual Accountability Framework/Fitness & Probity, and Senior Executive Accountability Regime.
* Excellent analytical, organisational, planning, and critical thinking skills, enabling effective decision-making and problem-solving.
* Strong interpersonal, multi-tasking, and stakeholder management skills, demonstrating a solution-focused approach to risk management.