Job Overview: As the Senior Compliance Officer, you will be responsible for ensuring that the company complies with all relevant laws, regulations, and industry standards. You will work closely with the Chief Compliance Officer and other members of the compliance team to develop, implement and maintain effective compliance policies and procedures.
Key Responsibilities:
1. Develop, implement, and maintain effective compliance policies and procedures that align with regulatory requirements and industry best practices.
2. Conduct regular compliance audits and risk assessments to identify potential areas of non-compliance and develop plans to mitigate risks.
3. Provide advice and guidance to business units on compliance-related matters, including product development and marketing initiatives.
4. Monitor and report on changes in regulatory requirements and industry trends that could impact the company's compliance obligations.
5. Collaborate with internal stakeholders to ensure that compliance training programs are up-to-date and effective.
6. Manage and respond to compliance-related incidents, including conducting investigations and providing recommendations for corrective action.
7. Liaise with regulatory bodies and industry associations as required.
Qualifications and Experience:
1. Bachelor's degree in business, law, or a related field.
2. At least 7 years of experience in compliance, risk management, or a related field, preferably in the financial services industry.
3. Strong knowledge of relevant laws and regulations, including anti-money laundering (AML) and know your customer (KYC) requirements.
4. Excellent analytical and problem-solving skills.
5. Strong written and verbal communication skills.
6. Ability to work independently and as part of a team.
If you are a highly motivated and experienced compliance professional with a strong commitment to excellence, we encourage you to apply for this exciting opportunity.
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