Compliance Specialist - Regulatory Expertise * Our team prevents, detects and mitigates regulatory risks across the firm and strengthens the culture of compliance. * We accomplish this through our enterprise-wide risk management program. As an independent control function, we assess the firm's regulatory risks, monitor for compliance with new laws and regulations, * design controls, policies and procedures, conduct testing and surveillance, detect breaches, and lead responses to examinations, audits and inquiries. p tp