About the Role
This is a newly created manager position within the Global Strategic Remediation Oversight and Governance (SROG) team as part of the Global Regulatory Affairs Office.
The successful candidate will report to a Director within Strategic Remediation Validation Testing and will bring proven expertise in financial services assurance and validation testing activities.
Among other activities, this manager will lead the efforts to build the team to execute on the quality control validation and assurance activities of a portfolio of significant remediation activities. Significant remediation activities include those related to regulators and internal audit.
Main Responsibilities
* Lead a Strategic Remediation Quality Control Testing Team, ensuring the successful execution of the quality control testing program in accordance with established procedures
* Overseeing and implementing quality control testing methodologies and build-out of the local quality control testing team
* Lead and manage quality control testing and validation of significant remediation activities within assigned areas of responsibility, ensuring execution in accordance with established time frames and procedures
* Assign work to team partners, sets priorities and monitors activity in line with team standards and methodology
* Evaluate that quality control testing scope is appropriate and covers key deliverables as defined by department standards and procedures
* Provide effective review and challenge of significant remediation deliverables to ensure quality of design, implementation and sustainability
* Identify critical gaps in completed remediation activities, present feedback in management forums, including regional and global senior management/risk committees across business, risk, and compliance, in advance of the formal submission to the regulators/Audit
* Communicate clear and direct feedback to team members on their quality control testing work products to ensure sufficient documentation is prepared to support closure rationale/conclusions for internal auditors and regulators
* Maintain familiarization and technical expertise with the assigned business unit(s) including organizational structure, personnel, activities and products, new product development, financial performance and risk and problem area
* Demonstrate excellent communication and leadership to influence a wide range of senior stakeholders
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