Job Title: Compliance and Regulatory Specialist
Synopsis:
* This is a critical role that requires the development and implementation of policies, procedures, and controls to ensure compliance with applicable laws and regulations.
* The successful candidate will be responsible for identifying, assessing, and mitigating compliance risks across various business functions.
Job Description
Responsibilities:
The Compliance and Regulatory Specialist will assist in the design and execution of customer-focused activities in line with regulatory requirements. They will perform oversight activities such as reviewing customer complaints, product offerings, marketing materials alignment with local laws,
pand company policies; metrics collection analysis reporting. This individual must embed the Compliance Risk Management Framework execute Non-Financial Risk Assessment roll-out campaigns review challenge 1st line input identify mitigate compliance risks across business units. Additionally they oversee issues management ensure timely intervention for regulatory breaches fraudulent activity other related matters facilitate scheduled regulatory returns report participate governance meetings partner identify advise measures address control weaknesses work stakeholders update metrics highlight trends issues breaches management reporting effectively oversight manage compliance risks report Director Chief Officer project lifecycle maintain logs Employee Engagement sustainability efforts.