Senior Audit Manager
The role of Senior Audit Manager is to oversee the execution of audit engagements, ensuring the project's scope, budget, and timeframes are met. This involves maintaining department standards and collaborating with the global Asset Servicing audit team on risk area identification and execution of audit deliverables.
Main Responsibilities:
1. Coordinate and collaborate with the Asset Servicing audit team on identifying risk areas and executing audit deliverables as part of the overall audit plan.
2. Evaluate business processes, controls, and operating practices during audit-related work, demonstrating professional skepticism and effective audit team review and challenge.
3. Project-manage assigned audit deliverables end-to-end, overseeing audit team staffing, assigning tasks, and monitoring the audit budget to ensure work is performed within established timeframes.
4. Review audit team output, such as work-paper documentation, testing findings, and recommendations, ensuring adherence to Department standards.
5. Establish and develop strong working relationships with key stakeholders, displaying strong presentation and communication skills in presenting audit findings to stakeholders and audit management.
6. Interact regularly with Senior and Executive Management to assess risk, business changes, and other significant events that could impact the business and/or the audit plan.
Required Skills and Qualifications:
A College or University degree and extensive experience in financial services or a similar regulated industry, with several years of strong experience related to auditing/risk management/compliance, or similar industry experience. Knowledge of regulatory standards and/or frameworks is essential. Strong analytical, leadership, and organizational skills are required, along with the ability to communicate effectively in both oral and written forms, including report writing and work paper documentation skills.