Job Opportunity
This is a vital position in the Compliance Department, responsible for monitoring and reporting on regulatory risks associated with trading activities.
The successful candidate will work closely with traders, operations teams, and other stakeholders to ensure that all trading activities are compliant with relevant regulations, including MiFID II, EMIR, and post-trade transparency requirements.
Key Responsibilities:
* Determine the business's operational risks by developing an understanding of the company's activities.
* Conduct real-time surveillance of algorithmic trading activity and investigate exceptions as necessary.
* Perform analysis on market abuse alerts and complete Suspicious Transaction and Order Reports (STORs).
* Assist in ensuring timely and accurate completion of various reporting requirements.
* Review and update procedures and processes to guarantee they remain effective and efficient.
Requirements:
* Degree in business, finance, or law-related field.
* Previous experience in compliance, preferably in the financial sector.
* High level of proficiency in Microsoft Office suite, particularly Excel.
* Knowledge of Visual Basic, SQL, or Python would be advantageous.
Benefits include opportunities for growth and development within a dynamic organization.