Join to apply for the Vice President, Compliance & Control role at BNY2 months ago Be among the first 25 applicantsJoin to apply for the Vice President, Compliance & Control role at BNYGet AI-powered advice on this job and more exclusive features.Job DescriptionAt BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.Job DescriptionAt BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what is all about.We’re seeking a future team member for the role of Vice President, Compliance and Control, to join our BNY Pershing EMEA Compliance team. This role is based at Sir John Rogerson's Quay, Dublin and reports to the Head of Compliance, Dublin of Pershing Securities International Limited (PSIL), the Irish regulated entity of BNY Pershing EMEA.This role is a CF -2 under the Central Bank of Ireland’s Fitness and Probity Regime - Ensuring, controlling or monitoring compliance by a regulated financial service provider with its relevant obligations.In this role, you’ll make an impact in the following ways:To ensure that PSIL meets the corporate requirements of the group as well as the strategic requirements of the Bank of New York within the specific remit for areas of responsibility.Responsible for working with business lines and business partner functions to review the impact of regulatory change and to participate in working groups as the Compliance Specialist for PSILWorking with other Compliance professionals across the broader EMEA Compliance team to ensure co-ordinated and complete delivery of services and effective communication of relevant information and observations.Engaging with PSIL business and compliance functions in EMEA, US and APACResponsible for recording and preparing escalation data on Compliance issues impacting PSIL in line with Group and local processesCollation and production of Management Information data and documentation for governance committees, regulators, internal audit, etc.Collation of Fitness and Probity information pertaining to PCFs and CFs. and MRT informationRepresenting PSIL Compliance function and providing appropriate challenge at relevant internal and external meetings where requiredContribute to the development of projects and programs to improve compliance and enhance the control environment.Maintaining the Compliance Manual and local compliance procedures;Ensure the regulated entity staff and any other relevant persons (e.g. Directors) receive adequate training as required under the Irish regulation.To be successful in this role, we’re seeking the following:Preferably degree education and/or industry qualificationsAt least 5 years’ experience within a custody, wealth management, funds custody or MiFID Investment Firm environmentKnowledge, experience and understanding of equities and fixed income and FXExperience working in a compliance function within a global organisationAbility to deliver multi-mode communications that convey a clear understanding of the unique needs of different audiencesDetailed knowledge of the Individual Accountability Framework including the Senior Executive Accountability Regime (SEAR), EMIR, MiFID/ MiFIR and MAR rules and regulatory requirements, as well as CBI requirementsA member of the Compliance Institute, holding the LCOI designation or equivalentAt BNY, our culture speaks for itself. Here’s a few of our awards:America’s Most Innovative Companies, Fortune, 2024World’s Most Admired Companies, Fortune 2024Human Rights Campaign Foundation, Corporate Equality Index, 100% score, 2023-2024Best Places to Work for Disability Inclusion, Disability: IN – 100% score, 2023-2024“Most Just Companies”, Just Capital and CNBC, 2024Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024Bloomberg’s Gender Equality Index (GEI), 2023Our Benefits And RewardsBNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.Seniority levelSeniority levelMid-Senior levelEmployment typeEmployment typeFull-timeJob functionJob functionLegalReferrals increase your chances of interviewing at BNY by 2xSign in to set job alerts for “Vice President Compliance” roles.Compliance Independent Assessment (CIA) - VPDublin, County Dublin, Ireland 3 days agoCompliance Business Control Officer - VP - DublinDublin, County Dublin, Ireland 2 weeks agoDublin, County Dublin, Ireland 3 days agoTechnology Compliance Officer - Vice PresidentDublin, County Dublin, Ireland 2 weeks agoDeputy Dean Education - Faculty of ScienceDublin, County Dublin, Ireland 6 days agoDublin, County Dublin, Ireland 2 weeks agoDublin, County Dublin, Ireland 4 weeks agoDublin, County Dublin, Ireland 2 hours agoDublin, County Dublin, Ireland 2 weeks agoDublin, County Dublin, Ireland 2 hours agoDublin, County Dublin, Ireland €80,000.00-€95,000.00 3 weeks agoMaynooth, County Kildare, Ireland 4 months agoDublin 4, County Dublin, Ireland 12 hours agoSenior Compliance Sanctions Officer (SVP) - MarketsDublin, County Dublin, Ireland 2 days agoCompliance Officer - Employee Registration and Licensing Manager (Vice President)Dublin, County Dublin, Ireland 2 days agoMaynooth, County Kildare, Ireland 3 months agoDublin, County Dublin, Ireland 4 days agoDublin, County Dublin, Ireland 2 weeks agoDublin, County Dublin, Ireland 10 hours agoDublin, County Dublin, Ireland 2 weeks agoDublin, County Dublin, Ireland 1 week agoDublin, County Dublin, Ireland 3 weeks agoDublin, County Dublin, Ireland 2 months agoDublin, County Dublin, Ireland 1 month agoDublin, County Dublin, Ireland 6 days agoWe’re unlocking community knowledge in a new way. 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