Job Title Junior Compliance Associate Required 3+ years in compliance or similar field Role Overview The Junior Compliance Associate will support the Compliance Testing and Assurance (CTA) Program by executing testing activities, tracking issue remediation, and providing clear reporting and insights.
This role partners closely with internal stakeholders to ensure identified risks are appropriately escalated, documented, and remediated, while staying aligned with regulatory expectations and industry best practices.
Key Responsibilities Perform and manage assigned Compliance Testing and Assurance (CTA) activities across the full lifecycle, including planning, execution, reporting, and issue remediation, with escalation where required.
Prepare clear and accurate reports on CTA results and collaborate with stakeholders to conduct root cause analysis and develop effective remediation plans.
Maintain issue tracking and remediation-related documentation in the central issue management system (Archer).
Track, monitor, and validate the implementation of remediation plans submitted by issue owners to confirm timely and effective resolution of identified issues.
Support the development and delivery of CTA-related training and awareness materials, as required.
Monitor regulatory developments and industry trends to identify emerging risks that may impact products and the CTA Program.
Develop, maintain, and produce compliance metrics and management reporting.
Perform additional duties as assigned to support the broader compliance function.
Required Skills