The role of Senior Compliance Manager is a critical component of our organisation's commitment to excellence in financial planning and wealth management.
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Our ideal candidate will have a proven track record in drafting and implementing processes, as well as handling compliance needs within the financial services sector.
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We are looking for an experienced professional who can demonstrate a strong understanding of regulatory requirements, with a particular emphasis on consumer duty obligations.
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The successful candidate will play a key role in ensuring that our firm's compliance obligations are met through the development and maintenance of robust processes and systems.
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Liaising regularly with external compliance consultants, you will ensure that all client-focused work is conducted efficiently through the adoption of key technologies.
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You will be responsible for building and maintaining audit processes to ensure best practice is maintained and evidenced at all stages of our advice process.
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Oversight of key Management Information data and fulfilment of ongoing FCA Reporting requirements will also be a key part of this role.
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We are committed to providing a positive and inclusive working environment, and we welcome applications from talented individuals who share our values.
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This is a permanent opportunity based in Co. Down, offering a competitive salary and benefits package.
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Key skills and qualifications include:
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* Level 4 Diploma qualified
* Proven background in financial planning or wealth management
* Excellent communication skills and client-facing manner
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Benefits include:
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* A competitive salary
* A generous overall benefits package
* The opportunity to work alongside and learn from industry experts
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If you are passionate about delivering exceptional results in a fast-paced environment, we encourage you to apply.
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To speak in confidence about this opportunity, please send an up-to-date CV via the link provided.
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We are an equal opportunities employer and welcome applications from diverse candidates.
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Skill keywords: Wealth management, Financial planning, Paraplanner, Compliance