Job Description
The role of the Client Asset Manager is crucial in ensuring operational compliance with regulatory requirements. This includes oversight of client asset processes, reconciliations, risk incident mitigations and key liaison responsibilities between operations and HCAO departments.
This manager-level position demands a strong focus on effectiveness, controls and risk monitoring within the organization. The Client Asset Manager will be responsible for fulfilling additional control functions as required by the Head of Operational Control.
* Ensure MiFID II and CBI CAR compliance through governance & regulatory requirements
* Maintain accurate records of Client Asset Management Plan (CAMP), Client Asset Governance Framework (CAGF) & Client Asset Key Information Documents (CAKID)
* Lead annual audits to ensure accuracy in financial records