Client Asset Management Expert
Job Description
The Client Asset Manager role plays a pivotal part in ensuring that our organization maintains the highest standards of operational compliance with pertinent regulations. This involves overseeing key processes including reconciliations, RCSA, and risk incident mitigations.
The Client Asset Manager acts as a liaison between various departments to ensure effective controls are in place and client assets are safeguarded. As a manager within this team, you will be responsible for implementing and maintaining policies that adhere to regulatory requirements.
Key Responsibilities:
* Ensure Mi FID II and CBI CAR compliance
* Maintain Client Asset Management Plan (CAMP)
* Lead annual client asset audits
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