Job Description
SJPI works in partnership to plan, grow and protect our clients' financial futures.
We deliver personalised, face-to-face financial advice to our clients, who trust us to manage their money to reach their goals.
We put financial wellbeing and responsible business choices at the heart of everything we do.
We believe in the value of difference and know that diverse teams can help us problem solve and innovate for clients.
Key Responsibilities:
* Lead the operation of the compliance function and report directly to the Board and/or relevant subcommittee on compliance matters.
* Prescribed Responsibility PR2: Ensure the firm's performance of its obligations under the Fitness and Probity Regime under Part 3 of the 2010 Act.
* Adhere to IAF/SEAR requirements by SJPI's PCF population, working with Group functions as needed.
* Monitor regulatory horizon regarding compliance related matters assessing impact and required approach to compliance.
Requirements:
1. Detailed knowledge of Central Bank of Ireland rules for Insurance entities and all relevant EU legislation pertaining to Irish-based authorised firms.
2. A recognised compliance qualification (LCIAI or equivalent), third level degree, ideally in a legal/audit/risk field.
3. Strong Regulatory Compliance background in a financial services/insurance/funds environment and significant exposure and experience dealing with the Central Bank of Ireland (